We're Seeking: Compliance Assistant Director!
Are you an expert in regulatory compliance with a skills for collaborating with key authorities Join a global leader in corporate finance advisory, as they expand into Thailand!
Key Responsibilities:
- Serve as the main liaison with the Securities and Exchange Commission, Thailand (SEC), ensuring timely reporting, communication, and regulatory compliance.
- Lead regulatory and compliance efforts, ensuring adherence to local regulations and global standards.
- Support the setup of our Thai private banking business, launching next year.
- Design, update, and implement risk-based compliance programs, addressing and mitigating regulatory gaps.
- Monitor local regulatory developments and update policies to reflect changes effectively.
- Provide advisory on AML/CFT and private banking transactional due diligence.
- Conduct compliance training, post-trade monitoring, and surveillance activities.
- Collaborate on regional compliance initiatives and ad hoc projects.
What We're Looking For:
- Extensive experience in regulatory compliance and building strong relationships with authorities like SEC Thailand.
- Deep knowledge of Thai private banking and AML/CFT matters.
- A proactive leader dedicated to maintaining the highest compliance standards.
